- Assisted a premier public independent natural gas and midstream company engaged in the exploration, development, production and acquisition of natural gas properties in the Appalachian Basin with auditor independence matters and compliance with SEC periodic reporting requirements, including cybersecurity disclosures.
- Assisted a Pittsburgh-based global technology solutions provider of engineered, manufactured products and services for infrastructure with the filing of a Form S-8 registration statement.
- Assisted in advising a Big Four American multinational investment bank and financial services company with amendments to the documentation of its equity compensation awards to reflect non-compete obligations in California in line with industry trends.
- Assisted a New York-based investment bank with securities compliance matters, including the analysis of its compliance obligations relating to services rendered in connection with an $8M master loan transaction.
- Assisted with the $7.2 million acquisition of a Texas-based energy company.
- Assisted a Pittsburgh-based agricultural greenhouse robotics startup in the completion of its $7 million Series A Preferred Stock financing.
- Assisted an AI-driven healthcare enrollment platform in completion of a $3 million Series Seed Preferred Stock financing with an affiliated investor.
- Assisted in completing a $3 million equity redemption transaction for an automation innovation solutions provider.
- Advised an executive of a privately-held top-ten U.S. security services provider in a $2.4 million equity repurchase and separation transaction.
- Assisted a Texas-based provider of non-clinical, administrative, and related consulting services to podiatric and other medical service businesses with federal and state securities filings in connection with a $2 million offering of limited liability company interests.
- Prepared federal securities filings in connection with a $2 million real estate opportunity zone private placement offering.
- Assisted with drafting a $1.95 million assignment of oil and gas leases in the Bakken Formation.
- Represented a nonprofit generic drug company in a $1.2 million asset acquisition of an abbreviated new drug application from a Canadian corporation.
- Assisted in the representation of a blockchain technology startup in connection with a $1 million Series Seed preferred stock financing.
- Assisted a Philadelphia-oriented independent population health services organization providing value-based care health care in completing federal and state securities filings with respect to an exempt profits interests offering.
- Assisted a Pittsburgh-based restaurant chain with corporate governance and financing matters including the formation of a new restaurant concept.
- Advised a New Jersey-based provider of security guard and dispatching services in connection with potential corporate and tax liability issues relating to the activities of a key principal of an affiliated business.
- Assisted a first-in-class pharmaceutical industry consortium in the adoption of its initial corporate governance framework, the receipt of tax exemption and foreign qualification status in multiple jurisdictions, operational expansion, and succession planning efforts.
- Provided an overview of the common legal issues encountered when starting a business via a presentation to the Robert Morris University Rockwell Fellows. The Rockwell Fellowship in Entrepreneurship and Innovation is an elite 2-year scholarly commitment for select RMU business students who are building entrepreneurial ventures and initiatives either prior to or after graduation.
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